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Cayman Islands Monetary Authority
PO Box 10052, 80 Shedden Road
Elizabethan Square,
Grand Cayman KY1 - 1001
CAYMAN ISLANDS

Call Us On

+1 (345) 949-7089

Business Hours

Mon - Fri: 8.30 AM - 5.00 PM
Investment Funds Regulatory Measures

Section 34 of the Monetary Authority Law enables the Authority to issue or amend Rules, Statements of Guidance and Statements of Principle. In addition, Section 48 provides for the issuance of a Regulatory Handbook to contain the policies and procedures of the Authority in carrying out its regulatory and co-operative functions.

The Authority has published an index of measures that contains links to the Rules, Statements of Guidance, Statements of Principle, Regulatory Policies, Regulatory Procedures and Forms that pertain to each industry regulated by the Authority. 

 Rule (R) Statement of Guidance (SOG)
Regulatory Policy (RPY) Regulatory Procedure (RPR)
Form (F) Personal Questionnaire (PQ)
LEGISLATION  click for link
  R SOG RPY RPR F
LICENSING           
Registration – Mutual Funds        

MF1

MF4

Licensing - Mutual Funds

    RPy  

MF2 MF2A

MF3

Licensing - Mutual Fund Administrator

    RPy    

Approval of an auditor

    RPy    

Local Auditor Sign Off -Mutual Funds and Mutual Fund Administrators

    RPy    

Fitness and Propriety

    RPy RPr PQ

Consolidated Supervision

    RPy    

Cancellation of Licence or Certificate of Registration of Regulated Mutual Funds

R     RPr  

 Mutual Funds/Mutual Fund Administrators-Where contact is lost

      RPy  

 Issuing notices of decisions to declined applicants

      RPy  

 Approved Stock Exchanges

   

RPy

List

   

Regulatory Policy - Criteria for Approving Changes in Ownership and Control

    RPY    
           
 BUSINESS CONDUCT           

Outsourcing – Regulated Entities

  SOG      

 Corporate Governance - Licensees

  SOG      

 Corporate Governance - Regulated Mutual Funds

  SOG      

 Nature, accessibility and retention of records

  SOG      

 Use of The Internet

  SOG      

 Marketing Policies of Licensees

  SOG      

 Business Continuity Management

  SOG      

 Segregation of Assets 

R        

 Contents of Offering Documents

R        

 Waiver of Audit

    RPY    

Professional Indemnity Insurance

  SOG      
           
 PRUDENTIAL STANDARDS           

 Calculation of Asset Values

R        
           

 REPORTING 

         

 Prudential Reports and Statistical Returns

    RPy Current Reporting Schedule  
          CPIS
          E-Reporting FAR
          REEFS FAR 1.0
          REEFS FAR 2.0
 
          NEW REEFS FAR Form 3.0
 
           

 ANTI MONEY LAUNDERING AND COMBATING THE FINANCING OF TERRORISM (AML/CFT) 

  SOG     NCA