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Cayman Islands Monetary Authority
PO Box 10052, 80 Shedden Road
Elizabethan Square,
Grand Cayman KY1 - 1001
CAYMAN ISLANDS

Call Us On

+1 (345) 949-7089

Business Hours

Mon - Fri: 8.30 AM - 5.00 PM

Prior Consultation

 

Title

Date

Guidance Notes

 

Feedback Statement on Guidance Notes 17 December 2017View

 

Feedback Statement - GN ConsultationView

 

Guidance Notes Consultation Cover LetterView

 

Private Sector Consultation Paper for Revised Guidance Notes 2017View

 

Draft 2017 AML CFT Guidance Notes (Part I Part II)View

 

Guidance Notes Sector Specific:
 

Guidance Notes Part III - Banks, Deposit Taking FIsView

 

Guidance Notes Part IV - FiduciaryView

 

Guidance Notes Part V - InsuranceView

 

Guidance Notes Part VI - Mutual Funds & Mutual Funds AdminsView

 

Guidance Notes Part VII - Money Services BusinessView

 

Guidance Notes Part VIII - Securities Investment BusinessView

 
Basel II Pilar 3
 

Consultation Paper - Basel II Pillar III Requirements 2017View

 

Basel II Pillar III Requirements 2017 (Final for Consultation)View

 

Private Sector Consultation Paper - Basel II - Market Discipline Disclosure Requirements (Pillar3)View

 
Responsibilities of Insurance Managers
 

Consultation Letter - SOG Nature, Accessibility & Retention of RecordsView

 

Statement of Guidance - Responsibilities of Insurance ManagersView

 

Private Sector Consultation - SOG - Responsibilities of Insurance ManagersView

 
Nature, Accessibility & Retention of Records
 

Cover Letter Feedback - Amended Statement of Guidance on Nature, Accessibility and Retention of RecordsView

 

Summary of Consultation - SOG Retention of RecordsView

 

Nature of Accessibility & Retention of Records - SOGView

 

Private Sector Consultation - SOG - Nature, Accessibility & Retention of RecordsView

 

Statement of Guidance - Nature, Accessibility & Retention of RecordsView

 

Private Sector Consultation - SOG - Nature, Accessibility & Retention of RecordsView

 

Professional Indemnity Insurance

 

Cover Letter Feedback Statements on Private Sector Consultation Paper on Proposed Statement of GuidanceView

18 Mar 2016

Statement of Guidance - Professional Indemnity Insurance (PII) - DraftView

18 Mar 2016

Consultation Paper - Professional Indemnity Insurance (PII)View

18 Mar 2016

Internal Capital Models

 

Cover Letter Internal Capital ModelsView

 

Summary of Consultation - Internal Capital Models - Regulatory ProcedureView

 

Summary of Consultation - Internal Capital Models - General CommentsView

 

Summary of Consultation - Internal Capital Models - Statement of GuidanceView

 

Private Sector Consultation Paper - Approval Internal Capital ModelsView

1 Feb 2016

Private Sector Consultation Statement Of Guidance Approval of Internal Capital Models - For ConsultationView

1 Feb 2016

Regulatory Procedure Submission process for Licensees - For ConsultationView

1 Feb 2016

Statement of Guidance- Internal Capital Models- For ConsultationView

1 Feb 2016

Waiver of Audit

 

Cover Letter - Regulatory Policy - Exemption from Audit RequirementsView

 

Regulatory Policy: Exemption from Audit Requirement for a Regulated Mutual FundView

 

Private Sector Consultation Amendment To The Regulatory PolicyView

8 Jan 2016

Private Sector Consultation Paper on proposed amendment to Regulatory Policy 1Dec2015View

8 Jan 2016

Regulatory Policy - Waiver of an Audit for Mutual Funds - For ConsultationView

8 Jan 2016

Corporate Governance

 

Summary of Consultation Feedback - Rule on Corporate Governance for Insurers - FinalView

Cover Letter Rule Corporate Governance InsurersView

 

Cover Letter Private Sector Consultation Paper on Proposed RuleView

18 Sept 2015

Draft Rule Corporate Governance for InsurersView

18 Sept 2015

Rule on Corporate GovernanceView

18 Sept 2015

Private Sector Consultation Paper SOG Corporate GovernanceView

18 Sept 2015

Draft SOG Corporate Governance 2015View

18 Sept 2015

Feedback to Consultation - Statement of Guidance and Outsourcing

 

Cover Letter Feedback Statements on Private Sector Consultation Paper on Proposed Statement of GuidanceView

19 Aug 2015

Statement of Guidance Outsourcing Regulated EntitiesView

 

FINAL draft Summary of Consultation - Outsourcing SOGView

 

Consultation - Guidance Notes Amendment

 

Cover Letter for Private Sector Consultation on Proposed Guidance Notes AmendmentsView

23 Jun 2015

Private Sector Consultation Paper on Proposed Guidance Notes AmendmentsView

23 Jun 2015

Consultation - Statement of Guidance and Outsourcing

 

CIMA Consultation Letter - 9 April 2015View

 

11 May 2015

Consultation Paper on Statement of Guidance for OutsourcingView

 

11 May 2015

Statement of Guidance Outsourcing (April 2015)View

 

11 May 2015

Feedback to Consultation - Various Measures

 

Authority's Response to Private Sector Consultation on Various Regulatory MeasuresView

4 Mar 2015

Summary of Consultation - Credit Risk MeasuresView

 

Summary of Consultation - Rule and RPr on Cancellation of Licence or Certificate of Registration of Regulated Mutual FundsView

 

Summary of Consultation and Feedback - Risk Management For InsurersView

 

Notice - Implementation of Rule and SOG on Credit Risk ManagementView

 

Consultation - Proposed Rules and Statements of Guidance 

Letter to Industry Associations: Proposed Rules and Statements of GuidanceView

 

Consultation - Risk Management for Insurers 

 

Consultation Paper: Risk Management for InsurersView

19 Dec 2014

Rule: Risk Management for InsurersView

19 Dec 2014

Consultation - Market Conduct - Insurers, Agents and Brokers

 

Consultation Paper: Market Conduct - Insurers, Agents and BrokersView

19 Dec 2014

Rule: Market Conduct - Insurers, Agents and BrokersView

19 Dec 2014

Statement of Guidance: Market Conduct - Insurers, Agents and BrokersView

19 Dec 2014

Consultation - Cancellation of Licenses and Certificates of Registration for Mutual Funds

 

Consultation Paper - Cancellation of Licenses and Certificates of Registration Mutual FundsView

19 Dec 2014

Rule: Cancellation of Licenses and Certificates of Registration for Mutual FundsView

19 Dec 2014

Regulatory Procedure: Cancellation of Licenses and Certificates of Registration of Mutual FundsView

19 Dec 2014

Consultation - Management of Credit Risk and Problem Assets 

 

Consultation Paper: Management of Credit Risk and Problem AssetsView

19 Dec 2014

Rule: Management of Credit Risk and Problem AssetsView

19 Dec 2014

Statement of Guidance: Credit Risk Classification, Provisioning and ManagementView

19 Dec 2014

Feedback to Consultation - Corporate Governance  

 

Letter to industry associations: Feedback to Consultation: Corporate GovernanceView

18 Mar 2013 

Feedback Statement on Consultation: Statement of Guidance on Governance for Mutual FundsView

18 Mar 2013 

Feedback to Consultation - Statement of Guidance on Corporate Governance for Regulated Mutual Funds    

 

Letter to industry associations: Feedback to Consultation: Statement of Guidance on Governance for Mutual FundsView

16 Aug 2013

Feedback Statement on Consultation: Statement of Guidance on Governance for Mutual FundsView

16 Aug 2013

Statement of Guidance on Corporate Governance for Mutual FundsView

16 Aug 2013

Consultation - Statement of Guidance on Governance for Funds

 

Letter to industry associations: Consultation – Statement of Guidance on Governance for FundsView

16 Aug 2013

Consultation Paper: Statement of Guidance for Regulated Mutual FundsView

16 Aug 2013

Consultation – Statement of Guidance on Governance for Funds Appendix AView

16 Aug 2013

Corporate Governance Consultation - January 2013 

 

Letter to industry associations: Corporate Governance Consultation PaperView

18 Mar 2013

Consultation Paper: Corporate GovernanceView

18 Mar 2013

Consultation Paper: Appendix B to the Consultation PaperView

18 Mar 2013