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De-registration of SIBL Excluded Persons

General Industry Notices
Date: Mon, 09 March 2020

WHEREAS the Authority gave notice on 19 June 2019 (the “Original Notice”) of the obligation, pursuant to section 21(1)(a) of the Securities Investment Business (Amendment) Law, 2019 (“SIB Amendment Law”), of all persons registered as excluded persons under the Securities Investment Business Law (2019 Revision) (“SIBL EPs”) to provide the required information set out in the Original Notice to the Authority by 15 January 2020.

AND WHEREAS the Authority also gave notice, in the Original Notice, of the consequences for failing to provide the required information by the deadline.

AND WHEREAS on 9 August 2019, the Authority reminded SIBL EPs of their obligation under the SIB Amendment Law to provide the required information to the Authority by the statutory deadline of 15 January 2020, and the consequences for failing to do so.

NOW THEREFORE, the public is hereby advised that pursuant to section 21(2)(b) of the SIB Amendment Law, the following SIBL EPs, having failed to meet their obligation to provide the required information to the Authority by the statutory deadline of 15 January 2020, have been deregistered by the Authority and are no longer authorised to conduct securities investment business in or from within the Cayman Islands.   

Registration Number Name
1324945  A Plus Capital Management Limited
573333  Abax Genesis Capital
15615  Abax Global Capital 
16623  AGC China Ltd.
1372560   Agg. Asset Management (Cayman) Limited
665092   Alltus Asset Limited
1540033  ALTFX LIMITED 
1500041  Arlington International Asset Management Ltd
1519125   Arrano Capital Management Limited
14939  Arrow Fund Management Limited
16173   Arunvill Capital Limited
1550850   Asdon Capital Management
16884  ASIA SELECT MANAGEMENT LIMITED
1163492   Astra Capital International Limited
1491696  Astronaut Capital Limited
1129310  Auctus Funds GP Ltd.
14380   Australia and New Zealand Banking Group Limited
16240  Avica Property Investors International Ltd.
909624  Banco Indusval S.A.
1167401   Benington Advisors Limited
1508043  Blackwell Global Capital Management Limited
1507892   Blue Sky IM Limited
14432  BNP Paribas
1461051   Bozhong Investment Management Limited
16031  Brazil Real Estate Opportunities Manager, Ltd.
1367354  Britannia Capital Markets
1245716   BSA Capital Management Limited
1364974  Caitong International Overseas Investment Limited
661076  Capital Financial Ltd. SEZC
1465704  CC Investment (Cayman) Limited
1268083  CEF Management Company
1187174  CFC-SK El Dorado LATAM Management Company, Ltd.
1482040  ChaoShang Asset Management (Cayman) Limited
1530093   Cheng Chuang Asset Management Limited
1530126  Cheung On Asset Management Limited
14874  Cinda Asset Management (Cayman) Limited
15184  Citizens Bank, National Association
1258353  Click Ventures Limited 
1497075   Cloud Brook Fund Management Limited
16050   CLSA Fund Management Limited
570780  Concord National (Cayman) Limited 
14387  CREDIT INDUSTRIEL ET COMMERCIAL
1354205   Cubetech Investment Ltd.
1369620  D.Leucas Asset Management (Cayman) Ltd.
1554361  DSD Capital Co., Ltd.
1552633  E15 Fund Advisors, LLC 
905693  Eganov Asset Management Partners
1138550  Elephas Investment (Cayman) Limited
1479365  Ellison Investments Limited 
14375  Emma Investment Consultants (Cayman) Limited
579924  Emperor Fund Management (Cayman) Limited
1279261  Emperor Tree Capital Limited
1346015  Enzo Investment Management Limited
1277496  Eons Energy Investment 
1272040   Everett Capital Advisors Cayman LP
16200  Evo Associates Ltd.
1364786  First Seafront Management Ltd.
15120  FourWinds Capital Management
565062  FS Capital Management Limited 
1373492  Fundamenta Asset Management
1497893  Fundrific Management Limited 
565843  Funrich Investments Co., Ltd
1280462  FXI GLOBAL WEALTH MANAGEMENT CO.
1470501  Gafund Investment Management Company Limited
1502841   GAO YING CAPITAL LIMITED
1288744  Gatmoor Capital Management Inc.
1195471   GDAF Capital Management Limited
15007   Gefinor Capital Management Limited
1461950  Gennex Capital
16627  Ginseng Investment Management Ltd
16445  GNP Investment Funds Ltd.
1371576  Golden Future Investment Company
1502771  GOLDEN WATER CAPITAL LIMITED
16799  Goldenfaith Asset Management Limited
1519501  Grand Dynasty Capital Investment Co. Ltd
1375242  Grand Fund Management (Cayman) Limited 
1340286   Great Wall Modern Asset Management Company Limited
910302   GSMI Management Co. Ltd.
1363880   Hearts Capital (Asia) Limited
1257093  HGC Investment Management I Limited 
1377740  Highland Capital Management Latin America, L.P.
672195  HIMALAYA (CAYMAN ISLANDS) FUND MANAGEMENT COMPANY LIMITED
1144684  Honeycomb Asset Management Co., Ltd.
1166185  Hongkong Bay Asset Management Limited 
1022162   Hope Capital Limited
1552596  Huayi International Cultural Industry Fund Company
1317794  Infinity Capital (Cayman Islands) Limited
1302630  Infinity Frontier Asset Management Company Limited
1511904  Interstellar Financial Group
16777  Janchor Partners Management Limited 
1322090  Jincheng Investment Co., Ltd.
559521   Jiuding Advisors Limited
664893  Jiuding Dingfeng Advisors Limited
1320966  Juhui Asset Management Limited 
1324400  Jupai Asset Management Inc.
1554711  KAB Capital Market (Cayman) Limited
1497484  KBR Investment (Cayman) Limited
1464374   Khan International (Asia) Limited
1328025  Kingdom Asset Management Limited
1276645  Kingstone Capital International Limited
1022991   KRKL Limited
1459264   Krung Thai Bank Public Company Limited
15623  Kuwait LBO MGT Ltd.
15913  Latticework Ltd
1242990  Laurium Capital International Ltd
566510   Leader Financial Asset Management Limited
1461865  Longrising Capital Management Co., Ltd.
1547490  Longstone Capital Management 
1501452  Lotus-gesar League Investment Limited 
558913   Magic Stone Asset Management Limited
637081   Maso Capital Offshore Limited
1486494  MDF Fund Management Co., Ltd. 
1363375   MEK Capital (Asia) Limited
1443551  Mercedes Sky Management Limited
1283866   Millennium Institutional Services (Cayman) Limited
1194034  Milvus Asset Management Limited
15077  MMCAP Management Inc.
1363364  Mountain Top Capital Limited
594285  Nepoch Advisors Ltd.
1492632   NGSC Capital Limited
1351210   Northwestern Capital LLC
1196554   Nova Asia Asset Management Limited
1340323  Ocean Global Capital Management Limited 
1342482  Ockham Inc.
1212245  Okumus Fund Management, Ltd.
1191363 OTS  Capital Management (Cayman) Limited
569096  Outlook Asset Management L.P.
910221  P AND J INVESTMENT LTD. 
1520831  Pagoda Asset Management Corporation
1487382   Pak-Gulf Property Advisors Limited
632015  Panther Asset Management Co., Ltd.
910232   Partners and Kingwin Asset Management Limited
16711   Parus Capital Limited
1379766  Pelion Finance Limited
14614  Penrich Active Capital Management, Ltd. 
913776  Pinnacle Holdings Co. Limited 
649213   PLG Investment Limited
1358431  Profectus Investment Limited
1211604  Property Company One Ltd
1283940   Property Company Two Ltd
1369056  Prosperity JT Investment Management Co., Ltd. 
1354765  Q Venture Partners Limited 
16069  Quantium Capital SEZC
648222  Quantum Asset Management Limited
14419   Republic Bank (Cayman) Limited
1529894  RHL Capital
16253  Saigon Asset Management Corporation
1519324  Sathorn Asset Management
1486822  Sator Square Capital Management LLC 
1140274  SBD Capital Management Ltd
15461  SCIENS CFO I MANAGEMENT LTD.
1361146  Seacap Limited
1443621  Skye Assets Limited
1274361 Standard Perpetual Investment Management Limited
570802  Stanhope Overseas Limited 
15554  STAR ASIA MANAGEMENT LTD.
1482364  Super Harvest Asset Management Limited
1477711  Super Harvest Smart Assets Management Limited
588674  Symphony Managers Limited
1537060  TANDLL Asset Management, Ltd
1531530  Tang Wealth International Asset Management Limited
1499002  Tech Global Management Ltd
15027  Temple Securities (Cayman) Ltd.
1299572  Three Man Partners Investment Management Ltd 
1297052  TSG Asset Management Limited
16532   Two Fish Capital (Cayman) Limited
1244250  UCAP Cayman SEZC Ltd.
632074  Unicorn Capital Management 
15787  UNITAS CAPITAL III LTD.
1528133  Vallotte Partners Limited
1472192  Value Creation Asset Management Ltd.
1331783   VMI Capital Group Limited
1506750  Vstar Investment Management Limited
577883  VVS Asset Management Ltd. 
14551  Westpac Banking Corporation 
1312006  Wisdom Tree Capital Management
1443304  WL Asset Management Limited 
1464315  Yanqi Investment Management Co., Ltd 
1478116  Yirun Capital 
575805  Ypsilon Asset Management (Cayman) Limited
1521682  Ypsilon Point95 Digital Asset Management Limited
1505000  YSI Markets Corporation
1477744  Zhitong Capital