Note: The following items marked with NEW have been recently added or updated.

Investment Funds Forms

The guidelines for applying for a licence under section 11(1) (Full) or 11(2) (Restricted) of the Mutual Funds Law is contained in The Mutual Fund Administrators Licence (Applications) Regulations.

Application Forms

All fund applications must be duly completed and accompanied by the relevant supporting documentation and prescribed fee.

Application for a mutual fund under Section 4(3) of the Mutual Funds Law (Form MF1)View

Application for a mutual fund under Section 4(1)(b) of the Mutual Funds Law (Form MF2/MF2A)View

Application for a mutual fund under Section 4(1)(a) of the Mutual Funds Law (Form MF3)View

Application for a master fund under Section 4(3)(a)(iii) of the Mutual Funds Law (Form MF4)View

Application for a limited investor fund under Section 4(4) of the Mutual Funds Law (App-101-78)Download

Audited Financial Statements and Fund Annual Return Form

Details regarding updates made to the new Fund Annual Return (“FAR”) Form can be found here.

Reporting Forms

Funds with a financial year end of 30 June 2020 or later are required to submit the new annual return (FAR Form Version 4.0). 

FAR Form Version 4.0Download 

All other funds regulated under the Mutual Funds Law are required to submit an annual return (FAR Form Version 3.0) to the Authority within six months of the fund’s financial year-end. 

FAR Form Version 3.0Download

Cyber Incident Report Form

This form is intended to provide a systematic and standardized means of alerting the Authority of cyber breaches, and to provide periodic update reports through to incident resolution. A cyber incident should be reported immediately when it is deemed to have a material impact or has the potential to become a material incident. Material cyber threats may include instances of significant loss of data or system controls; potential to impact a significant volume of clients; where unauthorized parties are able to gain or has gained access to your systems; unauthorized parties are able to introduce material, software, viruses, or spyware to your systems; and/or alter or extract data from your systems.

Forms should be submitted to LicenseeQueries@cima.ky.    

Cyber Incident ReportDownload

Personal Questionnaire

The Cayman Islands Monetary Authority requires that every Director, Officer, Manager and Shareholder who is a natural person holding more than 10%, who wishes to be appointed to a company licensed under Sections 4(1)(a), 11(1) and 11(2) of the Mutual Fund Administrators Licence (Applications) Regulations, complete a Personal Questionnaire and submit it with the supporting documentation described in Form MF3.

Personal QuestionnaireDownload