Securities Investment Statistics

The following graphs show the registration/licensing activity of Securities Excluded Persons and Securities Licensees for the past nine years.

The following graph shows the securities investment business activity for all Securities Licensees (grouped by Activity Type) for the period ending 31 December 2017. NOTE: Some of the Securities Licensees are authorised to carry out multiple activities; therefore, the number of Securities Licensees conducting all Securities Activities exceeds the total number of Securities Licensees authorised by CIMA.

Quarterly List of Securities Business Licensees - 30 September 2019View

Excluded Persons and Securities Investment Business for Licensees - 30 September 2019View