Securities Investment Statistics

The following graphs show the registration/licensing activity of Securities Excluded Persons and Securities Licensees for the past nine years.

The following graph shows the securities investment business activity for all Securities Licensees (grouped by Activity Type) for the period ending 31 December 2017. NOTE: Some of the Securities Licensees are authorised to carry out multiple activities; therefore, the number of Securities Licensees conducting all Securities Activities exceeds the total number of Securities Licensees authorised by CIMA.

List of Entities

Quarterly List of Securities Investment Business Licensees - 30 September 2018View

Detailed Statistics

Excluded Persons and Securities Investment Business Licensees Statistics - 30 September 2018View