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SIX, Cricket Square
PO Box 10052
Grand Cayman KY1-1001
Cayman Islands
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Prior Consultation
Regulatory Policy - Licensing for Class B Insurers
Letter - Post-Consultation - 26 February 2021
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Summary of Consultation and Feedback Statement - Regulatory Policy on Licensing for Class B Insurers
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Statement of Principles - Conduct of Virtual Asset Services
Letter - Post-Consultation - 26 February 2021
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Summary of Consultation and Feedback Statement - Statement of Principles for Conduct of Virtual Asset Services
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Guidance Notes (Amendments) No. 1, February 2021 - Virtual Asset Service Providers (VASP)
Letter - Post-Consultation - 26 February 2021
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Summary of Consultation and Feedback Statement - GNs for Virtual Asset Service Providers
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Rule - Professional Qualification Requirements for Insurance Companies, Brokers, Agents and Agencies
Letter - Post-Consultation - 26 February 2021
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Summary of Consultation and Feedback Statement - Rule on Professional Qualification Requirements for Insurance Companies, Brokers, Agents and Agencies
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Rule - Deregistration of Private Trust Companies
Summary of Consultation and Feedback Statement - Deregistration of Private Trust Companies
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Post-Consultation Letter - Deregistration of Private Trust Companies
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Statement of Guidance - Non-Fund Arrangements
Summary of Consultation and Feedback Statement - Non-fund Arrangements
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Post-Consultation Letter - 18 November 2020
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Rules and Guidelines – Market Discipline Disclosure Requirements (Pillar 3)
Post-Consultation Letter - Pillar 3 - 18 November 2020
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Summary of Consultation and Feedback Statement - Pillar 3
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Proposed Statement of Guidance - Non-Fund Arrangements
Consultation Letter - 17 July 2020
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PSCP: SOG - Non-Fund Arrangement
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Appendix 1 - SOG - Non-Fund Arrangements
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Proposed Rules for Regulated Mutual Funds and Registered Private Funds
Letter - Rules for Regulated Mutual Funds and Registered Private Funds - 20 July 2020
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Feedback Statement - Rule on Calculation on Asset Values for Regulated Mutual Funds
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Feedback Statement - Rule on Calculation on Asset Values for Registered Private Funds
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Feedback Statement - Rule on Segregation of Assets for Registered Private Funds
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Feedback Statement - Rule on Segregation of Assets for Regulated Mutual Funds
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Private Sector Consultation Paper - Rules for Regulated Mutual Funds and Registered Private Funds
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Appendix E - Rule on Segregation of Assets – Registered Private Funds
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Appendix D - Rule on Calculation of Asset Values – Registered Private Funds
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Appendix B - Rule on Segregation of Assets – Regulated Mutual Funds
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Appendix A - Rule on Calculation of Asset Values – Regulated Mutual Funds
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Proposed Rule and Statement of Guidance - Cybersecurity for Regulated Entities
Letters to PSAs re Post-consultation - Cybersecurity for Regulated Entities - 16 June 2020
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SUMMARY OF PRIVATE SECTOR CONSULTATION AND FEEDBACK STATEMENT Rule and Statement of Guidance – Cybersecurity for Regulated Entities
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Rule - Cybersecurity for Regulated Entities
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Statement of Guidance - Cybersecurity for Regulated Entities
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Consultation Paper - Rule and Statement of Guidance - Cybersecurity
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Appendix A: Rule on Cybersecurity for Regulated Entities
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Appendix B: Statement of Guidance - Cybersecurity for Regulated Entities
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Guidance Notes (Amendments), February 2020
Post-Consultation Letter - Guidance Notes (Amendments), February 2020
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Summary of Consultation and Feedback Statement - Assessing Risk and Applying a Risk-based Approach
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Guidance Notes (Amendment) (No. 2): Assessing Risks and Applying a Risk-based Approach, February 2020
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Summary of Consultation and Feedback Statement - Targeted Financial Sanctions
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Guidance Notes (Amendment) (No. 3): Targeted Financial Sanctions, February 2020
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Summary of Consultation and Feedback Statement - Ongoing Monitoring
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Guidance Notes (Amendment) (No. 4): Ongoing Monitoring, February 2020
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Summary of Consultation and Feedback Statement - Virtual Asset Service Providers
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Guidance Notes (Amendment) (No. 5): Virtual Asset Service Providers, February 2020
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Proposed Amendments to the Guidance Notes - Securitization
PSCP Letter - Securitization
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Consultation Paper - Securitization
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Appendix A - Securitization
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Rule and Statement of Guidance Actuarial Valuation
Cover Letter - Feedback Statements on Private Sector on Rule and Statement of Guidance
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Summary of Consultation Feedback - Rule and Statement of Guidance
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Rule and SOG - Actuarial Valuations
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Guidance Notes Amendments - Counter Proliferation Financing
Post Consultation Letter - Counter Proliferation Financing
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Private Sector Consulting Paper
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Summary of Feedback - Counter Proliferation Financing
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Appendix A - Counter Proliferation Financing (Post Consultation)
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Liquidity Risk Management
Cover Letter - Liquidity Risk Management
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Feedback Statement - Liquidity Risk Management
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Appendix 1 - Rule and SOG Liquidity Risk Management (Post Consultation)
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Credit Risk Classification, Provisioning and Management
Cover Letter - Credit Risk
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Feedback Statement - Credit Risk
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SOG - Credit Risk Classification Provisioning and Management
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Rule - Management of Credit Risk Problem Assets
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Leverage Ratio for Banks
Private Sector Consultation Letter
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Cover Letter - Feedback Statements on Private Sector Consultation on Proposed Measures
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Summary of Consultation Feedback - Basel III Leverage Ratio
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Consultation Paper - Rule and Guidelines - Leverage Ratio
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Appendix 1 - Rules and Guidelines - Basel III Leverage Ratio
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Succession Planning
Private Sector Consultation Letter
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Cover Letter - Feedback Statements on Private Sector Consultation on Proposed Measures
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Summary of Consultation SOG Succession Planning
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Consultation Paper - Succession Planning
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Statement of Guidance - Succession Planning
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Market Conduct for Trust and Corporate Service Providers
Private Sector Consultation Letter
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Cover Letter - Feedback Statements on Private Sector Consultation on Proposed Measures
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Summary Consultation Feedback - Market Conduct TCSPs SOG
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Consultation Paper - Statement of Guidance - Market Conduct TCSPs
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Appendix 1 - Draft - Statement of Guidace - Market Conduct TCSPs
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Recruitment and Selection of Employees for Trust and Corporate Services Providers
Private Sector Consultation Letter
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Cover Letter - Feedback Statements on Private Sector Consultation on Proposed Measures
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Summary of Consultation on Recruitment and Selection Standards
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Consultation Paper - Recruitment of Employees
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Statement of Guidance - Recruitment of Employees
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Guidance Notes (Amendments)
Guidance Notes Amendments December 2018
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Guidance Notes Amendments - Summary of Consultation Comments Feedback
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Guidance Notes Amendments - Additional Comments Feedback table
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Consultation Letter - Guidance Notes (Amendments)
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Consultation Paper - Guidance Notes (Amendments)
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Appendix 1 - Draft Guidance Notes (Amendments)
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Liquidity Risk Management for Banks
Consultation Letter for Rules and Guidelines on Liquidity Risk Management for Banks
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Appendix 1 - Rule and SOG - Liqudity Risk Management
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Appendix 2 - Consultation Paper - Rule and SOG - Liquidity Risk Management
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Credit Risk
Consultation Letter for Rule and Statement of Guidance on Credit Risk
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Consultation Paper - Credit Risk Related Rule and SOG
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Draft SOG - Credit Risk Classification, Provisioning and Management
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Market Conduct
Summary of Responses from Industry Consultation - Market Conduct
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Consultation Letter for Rule and SOG on Market Conduct
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Private Sector Consultation Paper - Rule and SOG Market Conduct
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Statement of Guidance - Market Conduct - Insurers, Agents and Brokers
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Rule - Market Conduct - Insurers, Agents and Brokers
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