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Prior Consultation
Rules and Statement of Guidance on Reinsurance Arrangements
Cover Letter - Post Consultation - 29 May 2023
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Summary of Private Sector Consultation and Feedback Statement - Reinsurance Arrangements
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Consultation Cover Letter PSAs - Rule and SOG - Reinsurance Arrangements
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PSCP - Rule and SOG - Reinsurance Arrangements
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App. 1 - Rule and SOG - Reinsurance Arrangements
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Guidance Notes on the Prevention and Detection of ML, TF and PF in the Cayman Islands
Consultation Cover Letter PSAs - Amendments to GNs - e-KYC and Remote CDD/Ongoing Monitoring
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PSCP - Amendments to Guidance Notes - e-KYC and Remote CDD/Ongoing Monitoring
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App. 1 - Amendments to GNs - e-KYC and Remote CDD/Ongoing Monitoring
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Rule and Regulatory Policy on Domestic Systemically Important Deposit Taking Institutions
Cover Letter - Post Consultation - 29 May 2023
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Summary of Private Sector Consultation and Feedback Statement - D-SIDTIs
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Consultation Cover Letter PSAs - RPy and Rule on D-SIDTIs
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PSCP - RPy and Rule on D-SIDTIs
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PSCP (App. 1) - RPy on D-SIDTIs
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PSCP (App. 2) - Rule on D-SIDTIs
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Rule and Statement of Guidance on Corporate Governance for Regulated Entities
Cover Letter - Post Consultation - 17 April 2023
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Summary of Private Sector Consultation and Feedback Statement - SOG Corporate Governance for Mutual Funds and Private Funds
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Summary of Private Sector Consultation and Feedback Statement - Rule on Corporate Governance for Regulated Entities
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Consultation Cover Letter PSAs - Rule and SOG on Corporate Governance
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PSCP - Rule and SOG on Corporate Governance
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Appendix 1 - Rule - Corporate Governance
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Appendix 2 - SOG - Corporate Governance for Mutual Funds and Private Funds
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Rule and Statement of Guidance on Internal Controls for Regulated Entities
Cover Letter - Post Consultation - 17 April 2023
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Summary of Private Sector Consultation and Feedback Statement - Internal Controls
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Cover Letter for Consultation with PSA - Internal Controls
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PSCP Rule and SOG - Internal Controls
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Appendix 1 - Rule and SOG - Internal Controls
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Amendment of Regulatory Measures - Virtual Asset Service Providers and other Regulated Entities
Cover Letter - Post Consultation - 17 April 2023
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Summary of Private Sector Consultation and Feedback Statement - VASPs and other Regulated Entities
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Cover Letter for Consultation with PSA - VASPs and other Regulated Entities
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PSCP Amendment of Regulatory Measures - VASPs and other Regulated Entities
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Appendix 1 - Amended SOG - Outsourcing Regulated Entities
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Appendix 2 - Amended Rule - Cybersecurity for Regulated Entities
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Appendix 3 - Amended SOG - Cybersecurity for Regulated Entities
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Appendix 4 - Amended SOG Nature Accessibility and Retention of Records
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Rules and Guidelines on Market Discipline Disclosure Requirements (Pillar 3)
Letter - Post Consultation - 19 August 2022
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Summary of Private Sector Consultation and Feedback Statement - Pillar 3 Rules and Guidelines
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Cancellation of Licences or Certificates for Regulated Mutual Funds and Registered Private Funds
Summary of Private Sector Consultation and Feedback Statement - Private Funds
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Summary of Private Sector Consultation and Feedback Statement - Mutual Funds
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Letter Post-Consultation - Cancellation of Funds -19 August 2022
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Rule and Statement of Guidance - Virtual Asset Custodians and Virtual Asset Trading Platforms
Consultation Letter - Virtual Asset Custodians and Trading Platforms - 4 February 2022
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PSCP - Rule and Statement of Guidance: Virtual Asset Custodians and Trading Platforms
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Appendix C - Jurisdictional Comparison
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Appendix B - Statement of Guidance - Virtual Asset Custodians and Trading Platforms
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Appendix A - Rule - Virtual Asset Custodians and Trading Platforms
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Rule and Statement of Guidance - Investment Activities of Insurers
Private Sector Consultation Letter - Investment Activities of Insurers - 7 October 2021
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Cover Letter - Feedback Statement - Rule and SOG Investment Activities of Insurers
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Feedback Statement - Rule - Insurers Investment Activities
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Feedback Statement - SOG - Insurers Investment Activities
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PSCP - Rule and Statement of Guidance: Investment Activities of Insurers
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Appendix 1 - Rule - Investment Activities of Insurers
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Appendix 2 - Statement of Guidance - Investment Activities of Insurers
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Basel III Framework: Rule and Guidelines - Liquidity Risk Management
Private Sector Summary of Consultation and Feedback Statement - Liquidity Risk Management
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Post-consultation Letter - Basel III Framework: Rule and Guidelines - Liquidity Risk Management - 17 March 2022
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Consultation Letter - Basel III Framework: Rule and Guidelines - Liquidity Risk Management - 6 October 2021
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PSCP - Basel III Framework: Rule and Guidelines - Liquidity Risk Management
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Appendix 1 - Proposed Basel III Framework: Rules and Guidelines - Liquidity Risk Management
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Regulatory Policy - Licensing for Class B Insurers
Consultation Letter - RPy Licensing for Class B Insurers - August 2020
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PSCP - RPy Licensing for Class B Insurers
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Appendix 1 - Proposed RPy Licensing for Class B Insurers
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Letter - Post-Consultation - 26 February 2021
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Summary of Consultation and Feedback Statement - Regulatory Policy on Licensing for Class B Insurers
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Statement of Principles - Conduct of Virtual Asset Services
Letter - Post-Consultation - 26 February 2021
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Summary of Consultation and Feedback Statement - Statement of Principles for Conduct of Virtual Asset Services
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Guidance Notes (Amendments) No. 1, February 2021 - Virtual Asset Service Providers (VASP)
Letter - Post-Consultation - 26 February 2021
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Summary of Consultation and Feedback Statement - GNs for Virtual Asset Service Providers
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Rule - Deregistration of Private Trust Companies
PSCP - Deregistration of Private Trust Companies
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Rule - Deregistration of Private Trust Companies
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Summary of Consultation and Feedback Statement - Deregistration of Private Trust Companies
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Post-Consultation Letter - Deregistration of Private Trust Companies
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Statement of Guidance - Non-Fund Arrangements
Appendix 1 - SOG - Non-fund Arrangements
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PSCP - Non-fund Arrangments
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Consultation Letter - Non-fund Arrangements - 17 July 2020
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Summary of Consultation and Feedback Statement - Non-fund Arrangements
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Post-Consultation Letter - 18 November 2020
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Rules and Guidelines – Market Discipline Disclosure Requirements (Pillar 3)
Post-Consultation Letter - Pillar 3 - 18 November 2020
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Summary of Consultation and Feedback Statement - Pillar 3
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Proposed Statement of Guidance - Non-Fund Arrangements
Consultation Letter - 17 July 2020
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PSCP: SOG - Non-Fund Arrangement
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Appendix 1 - SOG - Non-Fund Arrangements
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Proposed Rules for Regulated Mutual Funds and Registered Private Funds
Letter - Rules for Regulated Mutual Funds and Registered Private Funds - 20 July 2020
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Feedback Statement - Rule on Calculation on Asset Values for Regulated Mutual Funds
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Feedback Statement - Rule on Calculation on Asset Values for Registered Private Funds
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Feedback Statement - Rule on Segregation of Assets for Registered Private Funds
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Feedback Statement - Rule on Segregation of Assets for Regulated Mutual Funds
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Private Sector Consultation Paper - Rules for Regulated Mutual Funds and Registered Private Funds
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Appendix E - Rule on Segregation of Assets – Registered Private Funds
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Appendix D - Rule on Calculation of Asset Values – Registered Private Funds
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Appendix B - Rule on Segregation of Assets – Regulated Mutual Funds
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Appendix A - Rule on Calculation of Asset Values – Regulated Mutual Funds
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Proposed Rule and Statement of Guidance - Cybersecurity for Regulated Entities
Letters to PSAs re Post-consultation - Cybersecurity for Regulated Entities - 16 June 2020
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SUMMARY OF PRIVATE SECTOR CONSULTATION AND FEEDBACK STATEMENT Rule and Statement of Guidance – Cybersecurity for Regulated Entities
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Rule - Cybersecurity for Regulated Entities
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Statement of Guidance - Cybersecurity for Regulated Entities
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Consultation Paper - Rule and Statement of Guidance - Cybersecurity
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Appendix A: Rule on Cybersecurity for Regulated Entities
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Appendix B: Statement of Guidance - Cybersecurity for Regulated Entities
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Guidance Notes (Amendments) on the Prevention and Detection of Money Laundering, February 2020
Post-Consultation Letter - Guidance Notes (Amendments), February 2020
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Summary of Consultation and Feedback Statement - Assessing Risk and Applying a Risk-based Approach
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Guidance Notes (Amendment) (No. 2): Assessing Risks and Applying a Risk-based Approach, February 2020
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Summary of Consultation and Feedback Statement - Targeted Financial Sanctions
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Guidance Notes (Amendment) (No. 3): Targeted Financial Sanctions, February 2020
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Summary of Consultation and Feedback Statement - Ongoing Monitoring
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Guidance Notes (Amendment) (No. 4): Ongoing Monitoring, February 2020
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Summary of Consultation and Feedback Statement - Virtual Asset Service Providers
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Guidance Notes (Amendment) (No. 5): Virtual Asset Service Providers, February 2020
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Proposed Amendments to the Guidance Notes - Securitization
PSCP Letter - Securitization
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Consultation Paper - Securitization
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Appendix A - Securitization
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Rule and Statement of Guidance Actuarial Valuation
Cover Letter - Feedback Statements on Private Sector on Rule and Statement of Guidance
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Summary of Consultation Feedback - Rule and Statement of Guidance
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Rule and SOG - Actuarial Valuations
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Guidance Notes Amendments - Counter Proliferation Financing
Post Consultation Letter - Counter Proliferation Financing
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Private Sector Consulting Paper
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Summary of Feedback - Counter Proliferation Financing
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Appendix A - Counter Proliferation Financing (Post Consultation)
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Liquidity Risk Management
Cover Letter - Liquidity Risk Management
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Feedback Statement - Liquidity Risk Management
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Appendix 1 - Rule and SOG Liquidity Risk Management (Post Consultation)
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Credit Risk Classification, Provisioning and Management
Cover Letter - Credit Risk
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Feedback Statement - Credit Risk
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SOG - Credit Risk Classification Provisioning and Management
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Rule - Management of Credit Risk Problem Assets
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Leverage Ratio for Banks
Private Sector Consultation Letter
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Cover Letter - Feedback Statements on Private Sector Consultation on Proposed Measures
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Summary of Consultation Feedback - Basel III Leverage Ratio
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Consultation Paper - Rule and Guidelines - Leverage Ratio
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Appendix 1 - Rules and Guidelines - Basel III Leverage Ratio
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Succession Planning
Private Sector Consultation Letter
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Cover Letter - Feedback Statements on Private Sector Consultation on Proposed Measures
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Summary of Consultation SOG Succession Planning
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Consultation Paper - Succession Planning
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Statement of Guidance - Succession Planning
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Market Conduct for Trust and Corporate Service Providers
Private Sector Consultation Letter
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Cover Letter - Feedback Statements on Private Sector Consultation on Proposed Measures
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Summary Consultation Feedback - Market Conduct TCSPs SOG
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Consultation Paper - Statement of Guidance - Market Conduct TCSPs
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Appendix 1 - Draft - Statement of Guidace - Market Conduct TCSPs
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Recruitment and Selection of Employees for Trust and Corporate Services Providers
Private Sector Consultation Letter
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Cover Letter - Feedback Statements on Private Sector Consultation on Proposed Measures
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Summary of Consultation on Recruitment and Selection Standards
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Consultation Paper - Recruitment of Employees
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Statement of Guidance - Recruitment of Employees
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Guidance Notes (Amendments) on the Prevention and Detection of Money Laundering, 2018
Guidance Notes Amendments December 2018
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Guidance Notes Amendments - Summary of Consultation Comments Feedback
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Guidance Notes Amendments - Additional Comments Feedback table
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Consultation Letter - Guidance Notes (Amendments)
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Consultation Paper - Guidance Notes (Amendments)
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Appendix 1 - Draft Guidance Notes (Amendments)
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Liquidity Risk Management for Banks
Consultation Letter for Rules and Guidelines on Liquidity Risk Management for Banks
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Appendix 1 - Rule and SOG - Liqudity Risk Management
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Appendix 2 - Consultation Paper - Rule and SOG - Liquidity Risk Management
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Credit Risk
Consultation Letter for Rule and Statement of Guidance on Credit Risk
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Consultation Paper - Credit Risk Related Rule and SOG
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Draft SOG - Credit Risk Classification, Provisioning and Management
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Market Conduct
Rule - Market Conduct - Insurers, Agents and Brokers
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Summary of Responses from Industry Consultation - Market Conduct
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Consultation Letter for Rule and SOG on Market Conduct
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Private Sector Consultation Paper - Rule and SOG Market Conduct
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Statement of Guidance - Market Conduct - Insurers, Agents and Brokers
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