Leverage Ratio for Banks
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Private Sector Consultation LetterView
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Consultation Paper - Rule and Guidelines - Leverage RatioView
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Appendix 1 - Rules and Guidelines - Basel III Leverage RatioView
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Succession Planning
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Private Sector Consultation LetterView
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Consultation Paper - Succession PlanningView
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Statement of Guidance - Succession PlanningView
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Market Conduct for Trust and Corporate Service Providers
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Private Sector Consultation LetterView
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Consultation Paper - Statement of Guidance - Market Conduct TCSPsView
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Appendix 1 - Draft - Statement of Guidace - Market Conduct TCSPsView
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Recruitment and Selection of Employees for Trust and Corporate Services Providers
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Private Sector Consultation LetterView
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Consultation Paper - Recruitment of EmployeesView
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Statement of Guidance - Recruitment of EmployeesView
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Guidance Notes (Amendments)
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Guidance Notes Amendments December 2018View
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Guidance Notes Amendments - Summary of Consultation Comments FeedbackView
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Guidance Notes Amendments - Additional Comments Feedback tableView
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Consultation Letter - Guidance Notes (Amendments)View
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Consultation Paper - Guidance Notes (Amendments)View
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Appendix 1 - Draft Guidance Notes (Amendments)View
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Liquidity Risk Management for Banks
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Consultation Letter for Rules and Guidelines on Liquidity Risk Management for BanksView
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Appendix 1 - Rule and SOG - Liqudity Risk ManagementView
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Appendix 2 - Consultation Paper - Rule and SOG - Liquidity Risk ManagementView
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Credit Risk
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Consultation Letter for Rule and Statement of Guidance on Credit RiskView
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Consultation Paper - Credit Risk Related Rule and SOGView
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Draft SOG - Credit Risk Classification, Provisioning and ManagementView
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Market Conduct
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Summary of Responses from Industry Consultation - Market ConductView
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Consultation Letter for Rule and SOG on Market ConductView
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Private Sector Consultation Paper - Rule and SOG Market ConductView
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Statement of Guidance - Market Conduct - Insurers, Agents and BrokersView
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Rule - Market Conduct - Insurers, Agents and BrokersView
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Guidance Notes
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Feedback Statement on Guidance NotesView
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Feedback Statement - GN ConsultationView
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Guidance Notes Consultation Cover LetterView
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Private Sector Consultation Paper for Revised Guidance Notes 2017View
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Draft 2017 AML CFT Guidance Notes (Part I Part II)View
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Guidance Notes - Sector Specific
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Guidance Notes Part III - Banks, Deposit Taking FIsView
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Guidance Notes Part IV - FiduciaryView
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Guidance Notes Part V - InsuranceView
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Guidance Notes Part VI - Mutual Funds & Mutual Funds AdminsView
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Guidance Notes Part VII - Money Services BusinessView
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Guidance Notes Part VIII - Securities Investment BusinessView
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Index of Measures - Insurance
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Cover letter Private Sector Consultation Paper - SOG Actuarial Valuation ReportsView
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Appendix 1 SoG - Insurance Actuarial Valuation Reports (Final) (9)View
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Appendix 2 - Consultation Paper - SoG Insurance Actuarial Valuation ReportView
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Basel II Pilar 3
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Consultation Paper - Basel II Pillar III Requirements 2017View
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Basel II Pillar III Requirements 2017 (Final for Consultation)View
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Private Sector Consultation Paper - Basel II - Market Discipline Disclosure Requirements (Pillar3)View
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Responsibilities of Insurance Managers
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Consultation Letter - SOG Nature, Accessibility & Retention of RecordsView
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Statement of Guidance - Responsibilities of Insurance ManagersView
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Private Sector Consultation - SOG - Responsibilities of Insurance ManagersView
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Nature, Accessibility & Retention of Records
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Cover Letter Feedback - Amended Statement of Guidance on Nature, Accessibility and Retention of RecordsView
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Summary of Consultation - SOG Retention of RecordsView
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Nature of Accessibility & Retention of Records - SOGView
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Private Sector Consultation - SOG - Nature, Accessibility & Retention of RecordsView
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Statement of Guidance - Nature, Accessibility & Retention of RecordsView
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Private Sector Consultation - SOG - Nature, Accessibility & Retention of RecordsView
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Professional Indemnity Insurance
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Cover Letter Feedback Statements on Private Sector Consultation Paper on Proposed Statement of GuidanceView
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Statement of Guidance - Professional Indemnity Insurance (PII) - DraftView
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Consultation Paper - Professional Indemnity Insurance (PII)View
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Internal Capital Models
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Cover Letter Internal Capital ModelsView
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Summary of Consultation - Internal Capital Models - Regulatory ProcedureView
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Summary of Consultation - Internal Capital Models - General CommentsView
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Summary of Consultation - Internal Capital Models - Statement of GuidanceView
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Private Sector Consultation Paper - Approval Internal Capital ModelsView
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Private Sector Consultation Statement Of Guidance Approval of Internal Capital Models - For ConsultationView
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Regulatory Procedure Submission process for Licensees - For ConsultationView
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Statement of Guidance- Internal Capital Models- For ConsultationView
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Waiver of Audit
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Cover Letter - Regulatory Policy - Exemption from Audit RequirementsView
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Regulatory Policy: Exemption from Audit Requirement for a Regulated Mutual FundView
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Private Sector Consultation Amendment To The Regulatory PolicyView
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Private Sector Consultation Paper on proposed amendment to Regulatory Policy 1Dec2015View
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Regulatory Policy - Waiver of an Audit for Mutual Funds - For ConsultationView
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Corporate Governance
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Summary of Consultation Feedback - Rule on Corporate Governance for Insurers - FinalView
Cover Letter Rule Corporate Governance InsurersView
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Cover Letter Private Sector Consultation Paper on Proposed RuleView
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Draft Rule Corporate Governance for InsurersView
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Rule on Corporate GovernanceView
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Private Sector Consultation Paper SOG Corporate GovernanceView
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Draft SOG Corporate Governance 2015View
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Feedback to Consultation - Statement of Guidance and Outsourcing
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Cover Letter Feedback Statements on Private Sector Consultation Paper on Proposed Statement of GuidanceView
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Statement of Guidance Outsourcing Regulated EntitiesView
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FINAL draft Summary of Consultation - Outsourcing SOGView
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Consultation - Guidance Notes Amendment
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Cover Letter for Private Sector Consultation on Proposed Guidance Notes AmendmentsView
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Private Sector Consultation Paper on Proposed Guidance Notes AmendmentsView
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Consultation - Statement of Guidance and Outsourcing
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CIMA Consultation Letter - 9 April 2015View
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Consultation Paper on Statement of Guidance for OutsourcingView
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Statement of Guidance Outsourcing (April 2015)View
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Feedback to Consultation - Various Measures
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Authority's Response to Private Sector Consultation on Various Regulatory MeasuresView
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Summary of Consultation - Credit Risk MeasuresView
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Summary of Consultation - Rule and RPr on Cancellation of Licence or Certificate of Registration of Regulated Mutual FundsView
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Summary of Consultation and Feedback - Risk Management For InsurersView
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Notice - Implementation of Rule and SOG on Credit Risk ManagementView
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Consultation - Proposed Rules and Statements of Guidance
Letter to Industry Associations: Proposed Rules and Statements of GuidanceView
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Consultation - Risk Management for Insurers
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Consultation Paper: Risk Management for InsurersView
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Rule: Risk Management for InsurersView
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Consultation - Market Conduct - Insurers, Agents and Brokers
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Consultation Paper: Market Conduct - Insurers, Agents and BrokersView
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Rule: Market Conduct - Insurers, Agents and BrokersView
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Statement of Guidance: Market Conduct - Insurers, Agents and BrokersView
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Consultation - Cancellation of Licenses and Certificates of Registration for Mutual Funds
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Consultation Paper - Cancellation of Licenses and Certificates of Registration Mutual FundsView
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Rule: Cancellation of Licenses and Certificates of Registration for Mutual FundsView
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Regulatory Procedure: Cancellation of Licenses and Certificates of Registration of Mutual FundsView
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Consultation - Management of Credit Risk and Problem Assets
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Consultation Paper: Management of Credit Risk and Problem AssetsView
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Rule: Management of Credit Risk and Problem AssetsView
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Statement of Guidance: Credit Risk Classification, Provisioning and ManagementView
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Feedback to Consultation - Corporate Governance
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Letter to industry associations: Feedback to Consultation: Corporate GovernanceView
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Feedback Statement on Consultation: Statement of Guidance on Governance for Mutual FundsView
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Feedback to Consultation - Statement of Guidance on Corporate Governance for Regulated Mutual Funds
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Letter to industry associations: Feedback to Consultation: Statement of Guidance on Governance for Mutual FundsView
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Feedback Statement on Consultation: Statement of Guidance on Governance for Mutual FundsView
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Statement of Guidance on Corporate Governance for Mutual FundsView
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Consultation - Statement of Guidance on Governance for Funds
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Letter to industry associations: Consultation – Statement of Guidance on Governance for FundsView
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Consultation Paper: Statement of Guidance for Regulated Mutual FundsView
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Consultation – Statement of Guidance on Governance for Funds Appendix AView
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Corporate Governance Consultation - January 2013
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Letter to industry associations: Corporate Governance Consultation PaperView
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Consultation Paper: Corporate GovernanceView
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Consultation Paper: Appendix B to the Consultation PaperView
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