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Grand Cayman KY1-1001
Cayman Islands
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De-registration of SIBL Excluded Persons for Non-Compliance

General Industry Notices
Date: Tue, 15 September 2020

WHEREAS the Authority gave notice on 19 June 2019 (the “Original Notice”) of the obligation, pursuant to section 21(1)(a) of the Securities Investment Business (Amendment) Law, 2019 (“SIB Amendment Law”), of all persons registered as excluded persons under the Securities Investment Business Law (2019 Revision) (“SIBL EPs”) to provide the required information set out in the Original Notice to the Authority by 15 January 2020.

AND WHEREAS the Authority also gave notice, in the Original Notice, of the consequences for failing to provide the required information by the deadline. 

AND WHEREAS on 9 August 2019, the Authority reminded SIBL EPs of their obligation under the SIB Amendment Law to provide the required information to the Authority by the statutory deadline of 15 January 2020, and the consequences for failing to do so.

NOW THEREFORE, the public is hereby advised that pursuant to section 21(2)(b) of the SIB Amendment Law, the following SIBL EPs, having failed to meet their obligation to provide the required information to the Authority by the statutory deadline of 15 January 2020, have been deregistered by the Authority and are no longer authorised to conduct securities investment business in or from within the Cayman Islands.

 

Registration  Number     

Name
1324945 A Plus Capital Management Limited
1372560 Agg. Asset Management (Cayman) Limited
1540033 ALTFX LIMITED
1500041 Arlington International Asset Management Ltd.
14939 Arrow Fund Management Limited
16173  Arunvill Capital Limited 
1550850  Asdon Capital Management 
16884 ASIA SELECT MANAGEMENT LIMITED
1491696 Astronaut Capital Limited 
1129310 Auctus Funds GP Ltd.
16240

Avica Property Investors International Ltd.

 

 

1167401                             Benington Advisors Limited
1508043  Blackwell Global Capital Management Limited
1507892  Blue Sky IM Limited
14432  BNP Paribas
1461051  Bozhong Investment Management Limited
16031 Brazil Real Estate Opportunities Manager, Ltd
1367354  Britannia Capital Markets
1245716  BSA Capital Management Limited
1364974  Caitong International Overseas Investment Limited
1465704   CC Investment (Cayman) Limited
1187174 CFC-SK El Dorado LATAM Management Company, Ltd
1482040  ChaoShang Asset Management (Cayman) Limited
1530093  Cheng Chuang Asset Management Limited
1530126  Cheung On Asset Management Limited
15184  Citizens Bank, National Association
1258353  Click Ventures Limited
1497075  Cloud Brook Fund Management Limited
570780  Concord National (Cayman) Limited
14387   CREDIT INDUSTRIEL ET COMMERCIAL
1320966  CRIC Capital Holdings Limited
1354205  Cubetech Investment Ltd.
1369620  D.Leucas Asset Management (Cayman) Ltd
1554361  DSD Capital Co., Ltd.
905693  Eganov Asset Management Partners
1138550  Elephas Investment (Cayman) Limited
1479365 

Ellison Investments Limited

 

14375                             Emma Investment Consultants (Cayman) Limited
579924  Emperor Fund Management (Cayman) Limited
1279261   Emperor Tree Capital Limited
1346015  Enzo Investment Management Limited
1277496  Eons Energy Investment
1272040  Everett Capital Advisors Cayman LP
16200  Evo Associates Ltd.
1364786  First Seafront Management Ltd.
15120  FourWinds Capital Management
565062  FS Capital Management Limited
1373492  Fundamenta Asset Management
1497893  Fundrific Management Limited
565843  Funrich Investments Co., Ltd 
1280462  FXI GLOBAL WEALTH MANAGEMENT CO
1470501  Gafund Investment Management Company Limited
1502841  GAO YING CAPITAL LIMITED
1288744  Gatmoor Capital Management Inc.
1195471  GDAF Capital Management Limited
15007  Gefinor Capital Management Limited
1461950   Gennex Capital
16627  Ginseng Investment Management Ltd
1371576 

Golden Future Investment Company

 

1502771                                        GOLDEN WATER CAPITAL LIMITED
16799  Goldenfaith Asset Management Limited
1519501  Grand Dynasty Capital Investment Co. Ltd.
1375242  Grand Fund Management (Cayman) Limited
1340286   Great Wall Modern Asset Management Company Limited
910302  GSMI Management Co. Ltd.
1363880   Hearts Capital (Asia) Limited
1377740  Highland Capital Management Latin America, L.P.
672195   HIMALAYA (CAYMAN ISLANDS) FUND MANAGEMENT COMPANY LIMITED
1144684  Honeycomb Asset Management Co., Ltd.
1166185  Hongkong Bay Asset Management Limited 
1022162  Hope Capital Limited
1552596   Huayi International Cultural Industry Fund Company
1317794  Infinity Capital (Cayman Islands) Limited
1302630  Infinity Frontier Asset Management Company Limited
511904  Interstellar Financial Group
16777  Janchor Partners Management Limited
1322090  Jincheng Investment Co., Ltd.
1324400  Jupai Asset Management Inc.
1554711  KAB Capital Market (Cayman) Limited
1497484  KBR Investment (Cayman) Limited
1464374   Khan International (Asia) Limited
1328025   Kingdom Asset Management Limited
1276645   Kingstone Capital International Limited
1022991   KRKL Limited
1459264   Krung Thai Bank Public Company Limited
15623  Kuwait LBO MGT Ltd.
15913  Latticework Ltd.
1242990  Laurium Capital International Ltd
   

 

566510                         Leader Financial Asset Management Limited
1547490  Longstone Capital Management 
558913  Magic Stone Asset Management Limited
637081   Maso Capital Offshore Limited
1486494 . MDF Fund Management Co., Ltd
1363375   MEK Capital (Asia) Limited
1443551  Mercedes Sky Management Limited
1283866  Millennium Institutional Services (Cayman) Limited
1194034  Milvus Asset Management Limited
5077  MMCAP Management Inc.
1363364  Mountain Top Capital Limited
1492632  NGSC Capital Limited 
1351210  Northwestern Capital LLC
1196554  Nova Asia Asset Management Limited
1340323  Ocean Global Capital Management Limited
1342482 . Ockham Inc
1191363  OTS Capital Management (Cayman) Limited
569096  Outlook Asset Management L.P
910221  P AND J INVESTMENT LTD
1520831  Pagoda Asset Management Corporation 
1487382  Pak-Gulf Property Advisors Limited 
632015  Panther Asset Management Co., Ltd.
910232   Partners and Kingwin Asset Management Limited
16711  Parus Capital Limited
1379766   Pelion Finance Limited
14614  Penrich Active Capital Management, Ltd.

 

913776                       Pinnacle Holdings Co. Limited
649213   PLG Investment Limited
1358431  Profectus Investment Limited
1211604  Property Company One Ltd
1283940  Property Company Two Ltd 
1369056  Prosperity JT Investment Management Co., Ltd.
14419   Republic Bank (Cayman) Limited
1529894  RHL Capital
1519324  Sathorn Asset Management 
1486822  Sator Square Capital Management LLC
1140274   SBD Capital Management Ltd
15461  SCIENS CFO I MANAGEMENT LTD.
1443621  Skye Assets Limited 
1274361  Standard Perpetual Investment Management Limited 
15554  STAR ASIA MANAGEMENT LTD.
1482364  Super Harvest Asset Management Limited 
1477711  Super Harvest Smart Assets Management Limited 
588674   Symphony Managers Limited
1537060   TANDLL Asset Management, Ltd
1531530   Tang Wealth International Asset Management Limited
1499002  Tech Global Management Ltd 
15027  Temple Securities (Cayman) Ltd.
1299572  Three Man Partners Investment Management Ltd 
1297052  TSG Asset Management Limited 
16532  Two Fish Capital (Cayman) Limited 
1244250  UCAP Cayman SEZC Ltd.
632074   Unicorn Capital Management
1528133  Vallotte Partners Limited 
1472192  Value Creation Asset Management Ltd. 
1331783  VMI Capital Group Limited
1506750  Vstar Investment Management Limited
1312006  Wisdom Tree Capital Management 
1443304  WL Asset Management Limited
575805   Ypsilon Asset Management (Cayman) Limited
1521682   Ypsilon Point95 Digital Asset Management Limited
1505000   YSI Markets Corporation
1477744  Zhitong Capital