Head - Compliance Division
Audrey Roe was appointed Head of the Compliance Division on 1 August 2016, having served as Deputy Head since 2006. She is also the Money Laundering Reporting Officer for the Cayman Islands Monetary Authority (CIMA).
In this role, she is responsible for managing and directing the enforcement actions taken by CIMA, overseeing the due diligence process of persons applying to be approved persons of regulated entities, and assisting with non-routine overseas regulatory requests. Her duties also include working closely with the Financial Reporting Authority concerning any suspicion of money laundering activities.
Prior to joining CIMA, Mrs. Roe worked for over 20 years in investment management services. She held the post of Assistant Vice President of Investments at CIBC Global Asset Management (Cayman) Limited and prior to that she was the Assistant Manager, Investments, at CIBC Bank & Trust Company (Cayman) Limited. Her career began in the financial services sector at NatWest International (now Coutts).
Mrs. Roe holds a Bachelor of Arts degree (Finance) from Saint Leo University, Florida. She is also a Chartered Investment Manager, a Certified Anti-Money Laundering Specialist and holds the Canadian Securities Course Certificate.
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