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SIB Licensees Risk Assessment

SIB Licensees Risk Assessment

This audio presentation provides an overview of the 2019 sector specific risk assessment for Securities Investments Businesses (SIB). It covers the purpose and background of the assessment, including the methodology used, the definition of a SIB licensee, a summary of inherent risks, the sector’s overall risk rating and a helpful guide to allow SIB licensees to enhance their own practices in managing and mitigating ML/TF risks.

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