Notifications regarding important financial updates affecting licensees and the industry are posted as General Notices. Updates on regulatory and enforcement action taken in respect of CIMA-regulated entities are posted as Enforcement Notices. Information regarding financial activities affecting the general public are posted as Investor Alerts, Currency Notices or Security Threat Advisories, as applicable.
CIMA's effective and proportionate use of its powers to enforce the requirements of the regulatory laws and other relevant legislation (such as the Anti-Money Laundering Regulations) plays an important role in the pursuit of its regulatory objectives. CIMA endeavours to exercise its enforcement powers in a manner that is transparent, proportionate and consistent with its publicly stated policies and guidelines.